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430 W Warner Road Suite 108, Tempe, AZ 85284 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-19 |
| AZ | RA | APPROVED | 2022-08-24 |
| CA | RA | APPROVED | 2022-08-18 |
Branch Locations
430 W Warner Road Suite 108, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | Present |
| Envision Retirement Llc | Tempe | AZ | 08/2022 | Present |
1.INDEPENDENT INSURANCE AGENT, 430 W WARNER RD, STE 116, TEMPE, AZ, 12/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - 0/TRADING. 2.DISABILITY INCOME SERVICES, 4444 ZION AVE, SAN DIEGO, CA, 6/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES SELLING DISABILITY INSURANCE. 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.ZEIDERS, 2750 KILLARNEY DR STE 100, WOODBRIDGE, VA, 5/2018 AS FINANCIAL COUNSELOR TO MILITARY FAMILIES. NIR - 30/YR - 0/TRADING. 5. 8858 TAYLOR LLC, TEMPE, AZ, 12/2016. OWNER OF LLC THAT OWNS RENTAL PROPERTY. NIR-15/YR-0/TRADING. 6. 4654 IVANHOE LLC, TEMPE, AZ, 11/2018. OWNER OF LLC THAT OWNS RENTAL PROPERTY. NIR-10/YR-0/TRADING. 7.MARKET FORCE INFORMATION LLC, 6625 THE CORNERS PKWY 3RD FL, PEACHTREE CORNERS, GA, 3/2019 AS MYSTERY SHOPPER. NIR - 40/YR - 0/TRADING. 8. A & J FINANCIAL SERVICE, INC, 430 W WARNER ROAD, SUITE 116, TEMPE AZ, OWNER, PAYS BUSINESS OVERHEAD EXP AND TAX AND LEGAL LIABILITY, INV REL, 10/MO-10/YR 9. ENVISION RETIREMENT, LLC, 430 W WARNER ROAD,STE 116. TEMPE, AZ, MEMBER OF A&J FINANCIAL SERVICES,FINANCIAL PROFESSIONAL UTILIZING DBA NAME, INV REL, 5/MO- 5/TRADING 10. 430 WARNER LLC, 223 W LISA LANE, TEMPE, AZ, RENTAL OWNER, 05/29/20, NIR, 10/YR-0/TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-22 |
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