Brian H Harris

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
• 09/2009 → Present
  Bank Of America, Na
  Phoenix, AZ

Other Businesses

I*120274 For profit or not for profit: Non-Profit Organization Name of outside business organization: Arizona Council on Economic Education Investment related: N Address of business: Phoenix, Arizona 85032 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/31/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board Member. Attend Board meetings (3x per year, 6 hours) Participate in outreach and relations with current donors Support community and fundraising events Identify and recruit new board members.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-10

Other Names

• Brian Heath Harris