Brian H Harris

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-06-25
CA	RA	APPROVED	2008-09-12

TX RA
APPROVED_RES

Since 2013-06-25
CA RA
APPROVED

Since 2008-09-12

Branch Locations

701 B St, San Diego, CA 92101 • United States

San Diego, CA • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Phoenix	AZ	06/2008	Present
Bank Of America, Na	Phoenix	AZ	09/2009	Present

06/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
09/2009 → Present

Bank Of America, Na

Phoenix, AZ

Other Businesses

I*120274 For profit or not for profit: Non-Profit Organization Name of outside business organization: Arizona Council on Economic Education Investment related: N Address of business: Phoenix, Arizona 85032 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/31/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board Member. Attend Board meetings (3x per year, 6 hours) Participate in outreach and relations with current donors Support community and fundraising events Identify and recruit new board members.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-10

S66 Uniform Combined State Law Examination

2008-09-10

Other Names

Brian Heath Harris

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