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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 07/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | 09/2024 |
| Columbia Management Investment Distributors, Inc. | Charlotte | NC | 09/2024 | Present |
| Columbia Management Investment Advisers, Llc | Charlotte | NC | 09/2024 | Present |
Name of Activity: St. George Place Homeowner's Association; Date Activity Started/Modified/Ended: 3/1/2022; Type of Activity: Other - HOA; Role/Relationship: Board Of Directors; Responsibilities: Duties are landscaping, fencing & border wall oversight.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-07 |
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