Mark Kenneth Dickens

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 06/2022
  Swbc Investment Advisory Services
  Austin, TX
• 06/2022 → 03/2023
  Kestra Advisory Services Llc
  Austin, TX
• 06/2022 → 03/2023
  Kestra Investment Services Llc
  Austin, TX
• 04/2023 → Present
  Charles Schwab & Co., Inc.
  Austin, TX
• 09/2025 → Present
  Charles Schwab Bank, Ssb
  Austin, TX

Previous Registrations

• 2022-06-16 → 2023-03-23
  Kestra Advisory Services, Llc
  Austin, TX
• 2016-09-28 → 2022-06-14
  Swbc Investment Advisory Services Llc
  Austin, TX

Other Businesses

1) Blackbird Agency LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|4/1/2022|Less than 20|0|25% owner of an LLC that holds real estate rental property

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-04-14
• S65 Uniform Investment Adviser Law Examination
  2016-09-28

Designations

• Certified Financial Planner

Other Names

• Mark K Dickens