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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-04 |
| NJ | RA | APPROVED | 2016-04-20 |
| SC | RA | APPROVED | 2016-04-15 |
| NC | RA | APPROVED | 2016-04-14 |
Branch Locations
3530 Toringdon Way Suite 108, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Advisor Alliance | Charlotte | NC | 04/2016 | Present |
| Lpl Financial, Llc | Charlotte | NC | 04/2016 | Present |
1)03/29/2016; no bus name - inv rel - at reported business location(s) - Non-Variable Insurance - start 4/15/16 - 3 hr/mo; 3% 2)03/29/2016; inv rel - at reported business location(s) o- Registered Investment Advisor Hybrid: (Hybrid) Charlotte Wealth Advisors - start 4/15/16 - 50/mo all during secs trdg hrs. 3) 5/24/2016: Independent Advisor Alliance - DBA: (HYbrid) Charlotte Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 4/15/16 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 25%. 4) 5/24/2016: Independent Advisor Alliance - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/1/2016 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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