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620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-03 |
Branch Locations
620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 • United States
Cottonwood Heights, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Niagara International Capital Limited | Clarence | NY | 12/2013 | 12/2017 |
| Rushmore Group | Newport Beach | CA | 11/2011 | 02/2026 |
| Westpark Capital, Inc. | Irvine | CA | 01/2018 | 10/2020 |
| American Trust Investment Services, Inc. | Newport Beach | CA | 02/2021 | 02/2026 |
| Simplicity Investments | Summit | NJ | 02/2026 | Present |
| Hable Planning & Consulting Llc | Cottonwood Heights | UT | 12/2025 | Present |
| Hable Life Settlements Llc | Cottonwood Heights | UT | 01/2026 | Present |
| Rushmore Financial & Insurance Marketing | Newport Beach | CA | 01/2013 | 11/2025 |
| Wealth Advisory Lab Llc | Cottonwood Heights | UT | 05/2026 | Present |
1.) Hable Planning Consulting LLC -12/01/2025 - 2097 E Karin Court, #301, Cottonwood Heights, UT 84121 - Owner/Insurance and Annuity Salesperson, Assist clients that want to implement life insurance and annuity policies, Not Invt Rel, Fixed Life Insurance and Annuity Sales, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) Hable Life Settlements LLC - 1/1/26 - 2097 E Karin Court, #301, Cottonwood Heights, UT 84121 - Owner/work directly with clients wanting to sell a fixed life insurance policy, work with licensed providers in the completion of the sale of a fixed life insurance policy, Not Invt Rel, Assist clients that wish to sell a fixed life insurance policy, 60 hrs/mo; 60 hrs/mo (during trading hours). 3.) Deferred Sales Trust Strategy - 2/19/2026 - 2097 E Karin Court, #301, Cottonwood Heights UT 84121 - I would refer the client/prospect to the Estate Planning Team and their legal counsel would draft the deferred sales trust legal documents related to the transaction, This is an income tax strategy to defer or eliminate capital gains tax on the sale of an appreciated asset. Compensation would be earned on an annual basis and paid to Hable Planning & Consulting LLC, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-11 |
| S66 | Uniform Combined State Law Examination | 1999-01-08 |
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