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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-21
  • CT RA
    APPROVED
    Since 2023-06-21

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Norwalk, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peoples United Bank Greenwich CT 04/2005 10/2021
People's United Advisors, Inc. Bridgeport CT 05/2018 10/2021
People's Securities, Inc. Bridgeport CT 04/2005 10/2021
Key Bank Cleveland OH 10/2021 Present
Key Investment Services Llc Brooklyn OH 05/2023 Present
  • 04/2005 → 10/2021
    Peoples United Bank
    Greenwich, CT
  • 05/2018 → 10/2021
    People's United Advisors, Inc.
    Bridgeport, CT
  • 04/2005 → 10/2021
    People's Securities, Inc.
    Bridgeport, CT
  • 10/2021 → Present
    Key Bank
    Cleveland, OH
  • 05/2023 → Present
    Brooklyn, OH
Previous Registrations
  • 2018-05-24 → 2021-10-18
    People'S United Advisors, Inc.
    Cos Cob, CT
  • 2018-05-24 → 2020-03-31
    People'S Securities, Inc.
    Bridgeport, CT
    Cos Cob, CT
    Riverside, CT
    Stamford, CT
Other Businesses

NORWALK TRANSIT DISTRICT; POSITION: Commissioner NATURE: Local Transit District INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019; ADDRESS: 275 Wilson Avenue, Norwalk CT 06854, United States; DESCRIPTION: Serve as an appointed Commissioner (non paid) for local transit district. Along with 1 other Commissioner we vote on important action items Mgmt needs authorized to carry out the business of the org. Signer on the bank accounts but have never needed to execute a transaction.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2010-09-10
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2010-09-10

View on SEC IAPD

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