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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-21 |
Branch Locations
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peoples United Bank | Greenwich | CT | 04/2005 | 10/2021 |
| People's United Advisors, Inc. | Bridgeport | CT | 05/2018 | 10/2021 |
| People's Securities, Inc. | Bridgeport | CT | 04/2005 | 10/2021 |
| Key Bank | Cleveland | OH | 10/2021 | Present |
| Key Investment Services Llc | Brooklyn | OH | 05/2023 | Present |
NORWALK TRANSIT DISTRICT; POSITION: Commissioner NATURE: Local Transit District INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019; ADDRESS: 275 Wilson Avenue, Norwalk CT 06854, United States; DESCRIPTION: Serve as an appointed Commissioner (non paid) for local transit district. Along with 1 other Commissioner we vote on important action items Mgmt needs authorized to carry out the business of the org. Signer on the bank accounts but have never needed to execute a transaction.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-10 |
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