Richard David Mazza

Employer firm

Horace Mann Investors, Inc. CRD 11643

410 advisory clients

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Horace Mann Investors, Inc.

1 Horace Mann Plaza, Springfield, IL 62715-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-01-22

PA RA
APPROVED

Since 2016-01-22

Branch Locations

One Horace Mann Plaza, Springfield, IL 62715-0001 • UNITED STATES

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horace Mann Companies	Springfield	IL	05/2008	Present
Horace Mann Investors, Inc.	Springfield	IL	10/2008	Present

05/2008 → Present

Horace Mann Companies

Springfield, IL
10/2008 → Present

Horace Mann Investors, Inc.

Springfield, IL

Other Businesses

Multiline insurance agent affiliated with Horace Mann Service Corp., offering property, casualty, health and life products. NORTH PENN THERAPEUTIC POSITION: Partner NATURE: Physical Therapy Practice INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 512 E. Columbus Street, Corry PA 16507, United States

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-20
S63	Uniform Securities Agent State Law Examination	2008-10-30

S65 Uniform Investment Adviser Law Examination

2016-01-20
S63 Uniform Securities Agent State Law Examination

2008-10-30

Other Names

R. David Mazza
Dave Mazza

View on SEC IAPD