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Jennifer Marie Frey

LPl Financial LLC

Centennial, CO

CRD 4163659

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-30
  • CO RA
    APPROVED
    Since 2022-03-30

Branch Locations

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Greenwood Village CO 10/2010 03/2022
Lpl Financial Greenwood Village CO 03/2022 Present
  • 10/2010 → 03/2022
    First Financial Equity Corporation
    Greenwood Village, CO
  • 03/2022 → Present
    Lpl Financial
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-31
S63 Uniform Securities Agent State Law Examination 2000-12-01
  • S66 Uniform Combined State Law Examination
    2002-05-31
  • S63 Uniform Securities Agent State Law Examination
    2000-12-01
Other Names
  • Jennifer Marie Terwilliger
  • Jennifer M Frey

View on SEC IAPD

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