Michael Harold Scarafia

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-06-11
IN	RA	APPROVED	2022-01-27
TX	RA	APPROVED_RES	2020-03-26
KY	RA	APPROVED	2009-06-01

WA RA
APPROVED

Since 2025-06-11
IN RA
APPROVED

Since 2022-01-27
TX RA
APPROVED_RES

Since 2020-03-26
KY RA
APPROVED

Since 2009-06-01

Branch Locations

Camas, WA • United States

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Louisville	KY	05/2008	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

05/2008 → Present

Morgan Stanley

Louisville, KY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-08-04 → 2009-06-01

Morgan Stanley & Co. Llc

Louisville, KY

Other Businesses

1. * 475495 - Power of Attorney; Investment related Yes; Floyds Knobs, Indiana; Power of Attorney; 01/2015; During business hours: 0; After business hours: 0; 2. *474883- Trust; Investment related -Yes; Floyds Knobs, Indiana; Power of Attorney, Trustee/Co-Trustee, Successor Role; 03/2016; During business hours: 0; After business hours: 0; 3. *536320 - Trust; Investment related Yes; Lanesville, Indiana; 12/2022 ; During business hours: 0; After business hours: 1.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-01

S66 Uniform Combined State Law Examination

2008-08-01

View on SEC IAPD