Joshua Berman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-23
NJ	RA	APPROVED	2015-05-04

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-23
NJ RA
APPROVED

Since 2015-05-04

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	04/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	05/2015	Present

04/2015 → Present

Morgan Stanley

New York, NY
05/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2011-11-03 → 2015-01-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Palm Beach Gardens, FL

Other Businesses

*382558 - Jflo & Co; Investment related; New York, NY; Restaurant; Investor / part owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0; After business hours: 0. *602243 - FPFL Holdings LLC; Investment Related - Yes; New York, New York; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 0; Other. *596987 - NYC Hospitality Group LLC; Investment Related - Yes; New York, New York; Restaurant/Bar/Nightclub; Partner, Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 4; Business Development/Growth.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-27
S63	Uniform Securities Agent State Law Examination	2008-07-16

S65 Uniform Investment Adviser Law Examination

2011-10-27
S63 Uniform Securities Agent State Law Examination

2008-07-16

Other Names

Joshua Berman
Joshua Brett Berman

View on SEC IAPD