Abdul-majid Karim Hasan

Employer firm

Rock One Advisors, LLC CRD 167431

$3.78M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Rock One Advisors, Llc

Milton, GA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-24
LA	RA	APPROVED	2020-05-18
GA	RA	APPROVED	2015-03-03

TX RA
APPROVED_RES

Since 2021-03-24
LA RA
APPROVED

Since 2020-05-18
GA RA
APPROVED

Since 2015-03-03

Branch Locations

Milton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rock One Advisors, Llc	Milton	GA	04/2013	Present

04/2013 → Present

Rock One Advisors, Llc

Milton, GA

Previous Registrations

2013-05-30 → 2014-12-31

Rock One Advisors, Llc

Milton, GA
2008-09-17 → 2009-10-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Other Businesses

MAJID K. HASAN MUSIC PUBLISHING/RICH MOGUL INC PRODUCED AND COMPOSED COPYRIGHTS SOLD FROM 2002-2006 TO MAJOR RECORD LABELS. NO HOURS A WEEK DEVOTED DURING TRADING HOURS. WE JUST COLLECT ROYALTIES QUARTERLY OR SEMI ANNUALLY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-11

S66 Uniform Combined State Law Examination

2008-09-11

Other Names

Abdul Majid K Hasan
Abdul-Majid K Hasan
Abdul-Majid Karim Hasan
Majid Hasan

View on SEC IAPD