Thomas Murphy

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-01-31
TX	RA	APPROVED	2025-01-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Credit Suisse Securities (Usa) Llc	Ny	NY	05/2015	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2016	12/2021
Bank Of America N.A.	New York	NY	09/2019	12/2021
Ubs Financial Services	New York	NY	01/2022	03/2023
National Life Group	Latham	NY	03/2023	01/2024
Equity Services Inc	Montpelier	VT	03/2023	01/2024
Raymond James & Associates, Inc	Manhattan Park	NY	01/2024	11/2024
Morgan Stanley	Morristown	NJ	01/2025	Present

05/2015 → 10/2016

Credit Suisse Securities (Usa) Llc

Ny, NY
10/2016 → 12/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2019 → 12/2021

Bank Of America N.A.

New York, NY
01/2022 → 03/2023

Ubs Financial Services

New York, NY
03/2023 → 01/2024

National Life Group

Latham, NY
03/2023 → 01/2024

Equity Services Inc

Montpelier, VT
01/2024 → 11/2024

Raymond James & Associates, Inc

Manhattan Park, NY
01/2025 → Present

Morgan Stanley

Morristown, NJ

2024-01-04 → 2024-11-04

Raymond James & Associates, Inc.

New York, NY
2023-03-31 → 2023-08-02

Equity Services, Inc.

Latham, NY

White Plains, NY
2022-01-28 → 2023-03-21

Ubs Financial Services Inc.

New York, NY
2016-11-01 → 2022-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2016-02-12 → 2016-10-19

Credit Suisse Securities (Usa) Llc

New York, NY

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-10

Other Firms