Craig Taylor Wilcox

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2024-06-24
TX	RA	APPROVED	2024-03-14

ID RA
APPROVED

Since 2024-06-24
TX RA
APPROVED

Since 2024-03-14

Branch Locations

Montgomery, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Coeur D'ALene	ID	06/2012	11/2016
Wells Fargo Clearing Services, Llc	Mcallen	TX	11/2016	03/2024
Lpl Financial Llc	Mcallen	TX	03/2024	Present

06/2012 → 11/2016

Wells Fargo Advisors

Coeur D'ALene, ID
11/2016 → 03/2024

Wells Fargo Clearing Services, Llc

Mcallen, TX
03/2024 → Present

Lpl Financial Llc

Mcallen, TX

Previous Registrations

2012-06-19 → 2024-03-20

Wells Fargo Clearing Services, Llc

Portland, OR

Coeur D'ALene, ID

Coeur D'ALene, ID

Portland, OR

Mcallen, TX

Fort Worth, TX
2008-08-19 → 2012-06-20

D.A. Davidson & Co.

Coeur D'ALene, ID

Other Businesses

1- 02/2029 / Wilcox Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 200 hrs mth / 8 hrs during trading / At reported business location(s).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-18

S66 Uniform Combined State Law Examination

2008-08-18

View on SEC IAPD