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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-07
  • TX RA
    APPROVED
    Since 2023-06-07

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Westlake TX 09/2020 06/2024
Texas Workforce Commission Fort Worth TX 11/2019 08/2020
Unemployed Arlington TX 09/2019 11/2019
Td Ameritrade, Inc. Dallas TX 08/2018 09/2019
The Alston Collaborative Group Llc Arlington TX 06/2016 08/2018
Charles Schwab And Co., Inc. Westlake TX 04/2023 Present
Charles Schwab Bank, Ssb Westlake TX 04/2023 Present
  • 09/2020 → 06/2024
    Td Ameritrade, Inc.
    Westlake, TX
  • 11/2019 → 08/2020
    Texas Workforce Commission
    Fort Worth, TX
  • 09/2019 → 11/2019
    Unemployed
    Arlington, TX
  • 08/2018 → 09/2019
    Td Ameritrade, Inc.
    Dallas, TX
  • 06/2016 → 08/2018
    The Alston Collaborative Group Llc
    Arlington, TX
  • 04/2023 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
  • 04/2023 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
Other Businesses

Publishing Fiction Novel- Activity|Investment Related:No|1007 Leslie Ct;Arlington;Texas;76012;USA|I am publishing a fiction novel, titled The Dunn Wright Group: An American Entrepreneur Story. The book will primarily be sold on Amazon and my personal website.|Author|2019-05-27|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|My primary role is to sell and market my book. Name: Contemporary Services Corporation, Role: Event Staff, Type: Other, Start Date: 06/01/2018, Investment Related? No, Number of Hours/Mo: 20, Duties: I typically usher at the various events, and make sure that guest can find their seats Name: Stadium People, Role: Event Staff, Type: Other, Start Date: 06/30/2018, Investment Related? No, Number of Hours/Mo: 20, Duties: I usher and assist guest with locating their seats at each event. Author- Publishing Book|Investment Related:No|1007 Leslie ct ;Arlington;Texas;76012;USA|I publishing on Non-Fiction book that discusses Entrepreneurship and personal growth & development. The book does not address anything investment related. I also disclose in the book that the views and or opinions does not represent those of TD Ameritrade and Charles Schwab.|Author|2020-12-31|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0.000000|My role is to sell and market my book

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
S63 Uniform Securities Agent State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2023-06-06
  • S63 Uniform Securities Agent State Law Examination
    2021-01-11
Other Names
  • Ikejaun Derey Alston
  • Ikejuan Derey Alston
  • Derey Alston
  • Derey Alston

View on SEC IAPD

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