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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Westlake | TX | 09/2020 | 06/2024 |
| Texas Workforce Commission | Fort Worth | TX | 11/2019 | 08/2020 |
| Unemployed | Arlington | TX | 09/2019 | 11/2019 |
| Td Ameritrade, Inc. | Dallas | TX | 08/2018 | 09/2019 |
| The Alston Collaborative Group Llc | Arlington | TX | 06/2016 | 08/2018 |
| Charles Schwab And Co., Inc. | Westlake | TX | 04/2023 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 04/2023 | Present |
Publishing Fiction Novel- Activity|Investment Related:No|1007 Leslie Ct;Arlington;Texas;76012;USA|I am publishing a fiction novel, titled The Dunn Wright Group: An American Entrepreneur Story. The book will primarily be sold on Amazon and my personal website.|Author|2019-05-27|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|My primary role is to sell and market my book. Name: Contemporary Services Corporation, Role: Event Staff, Type: Other, Start Date: 06/01/2018, Investment Related? No, Number of Hours/Mo: 20, Duties: I typically usher at the various events, and make sure that guest can find their seats Name: Stadium People, Role: Event Staff, Type: Other, Start Date: 06/30/2018, Investment Related? No, Number of Hours/Mo: 20, Duties: I usher and assist guest with locating their seats at each event. Author- Publishing Book|Investment Related:No|1007 Leslie ct ;Arlington;Texas;76012;USA|I publishing on Non-Fiction book that discusses Entrepreneurship and personal growth & development. The book does not address anything investment related. I also disclose in the book that the views and or opinions does not represent those of TD Ameritrade and Charles Schwab.|Author|2020-12-31|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0.000000|My role is to sell and market my book
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-11 |
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