William Lavan Graves

Employer firm

Outlook Wealth Advisors, LLC CRD 291465

$594M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 09/2017
  Transamerica Capital, Inc.
  Denver, CO
• 01/2018 → 11/2018
  Gagni Asset Management
  San Antonio, TX
• 10/2017 → 12/2017
  Unemployed
  Austin, TX
• 12/2018 → 04/2020
  Eqis
  San Rafael, CA
• 01/2021 → 03/2021
  Guardian Life Insurance Company
  Houston, TX
• 01/2021 → 03/2021
  Park Avenue Securities
  Houston, TX
• 04/2020 → 09/2020
  Unemployed
  Austin, TX
• 09/2020 → 01/2021
  King Operating
  Austin, TX
• 03/2021 → 05/2023
  Guardian Life Insurance Company
  Austin, TX
• 03/2021 → 05/2023
  Park Avenue Securities
  Austin, TX
• 05/2023 → 01/2024
  Guardian Life Insurance Company
  Houston, TX
• 05/2023 → 01/2024
  Park Avenue Securities
  Houston, TX
• 01/2024 → Present
  Outlook Wealth Advisors, Llc
  The Woodlands, TX

Previous Registrations

• 2021-04-22 → 2024-01-16
  Park Avenue Securities Llc
  Austin, TX
  Houston, TX
  Houston, TX
• 2018-12-21 → 2020-04-15
  Freedom Investment Management, Inc.
  Austin, TX
• 2018-07-02 → 2018-11-27
  Gagni Wealth Management Llc
  San Antonio, TX

Other Businesses

1) Diversified Employee Benefits, Independent Contractor, Provides benefit packages for businesses Start Date: January 2024 Address: 2135 NW Military Hwy San Antonio, TX 78213 Will be paid as an agent/referral source 1-2 hours per month, needs are identified during the course of regular business Not investment related 2) INDEPENDENT INSURANCE AGENT; OUTLOOK WEALTH INSURANCE SERVICES; INSURANCE SIDE OF THE BUSINESS IS NON INVESTMENT RELATED ALTHOUGH ALL SERVICES ARE OFFERED THROUGH OUTLOOK WEALTH ADVISORS UMBRELLA. INS: LIFE, LTHC, DI, FIXED ANNUITIES. AGENT. 224 Ed English Dr., Suite A, Shenandoah, TX 77385; START DATE 06/2023. 20HRS/MONTH DEVOTED TO ACTIVITY. 20HRS/MONTH DEVOTED TO ACTIVITY DURING TRADING HRS. 3) Data Gatherer; The Wilson Legal Group; not investment-related; 224 ED ENGLISH DR. SUITE A THE WOODLANDS, TX, USA, 77385; collect necessary data and documents and organize it for use by a Federal Tax Attorney and Specialist CPA; Data Gatherer; 11/2024; about 2-5 hours a month is dedicated to this; Data gathering is usually requested during off hours for about 1-2 hours. When received, I may dedicate 1-3 hours per month organizing it; data gathering, requesting, gathering and providing necessary documents for use by a tax attorney for tax planning purposes. I will not be providing any tax advice.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-03-29
• S66 Uniform Combined State Law Examination
  2018-07-02

Other Names

• William Lavan Graves
• William Lavan Graves