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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-12-21 |
| TX | RA | APPROVED_RES | 2018-09-12 |
| MO | RA | APPROVED | 2013-07-19 |
Branch Locations
4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States
Leawood, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Leawood | KS | 07/2013 | Present |
| City National Bank | Leawood | KS | 03/2018 | Present |
(1) KANSAS CITY SECURITIES ASSOCIATION; ADDRESS: PO BOX 30065 KANSAS CITY, MO 64112; BUSINESS DESCRIPTION: INDUSTRY ASSOCIATION- NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 07/24/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD OF DIRECTORS DECIDES ON WHICH STUDENTS TO PROVIDE SCHOLARSHIPS TO FOR COLLEGE; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) A CHANCE FOR CHILDREN; ADDRESS: 8333 DOUGLAS AVE KANSAS CITY, MO 64114; BUSINESS DESCRIPTION: NOT FOR PROFIT SUPPORTING THE KU KIDS HEALTH PLACE, AT THE UNIVERSITY OF KANSAS HOSPITAL; NOT INVESTMENT RELATED; START DATE: 10/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: FUNDRAISING, ASSIST IN ORGANIZING ANNUAL BENEFIT RACE; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3)NAME OF ENTITY: Enlightened KC ADDRESS: 16700 S Country Club Drive Loch Lloyd, MO 64012 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Residential & Commercial Landscape Lighting Planning & Installation CAPACITY: Owner - Active START DATE: 06/05/20 DUTIES: I will function as the owner of the entity; my husband, James Morris will be providing the services/running the entity. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Phoenix Family ADDRESS: 3908 Washington, Kansas City, MO 64111 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-Profit CAPACITY: Board of Directors START DATE: 08.01.23 DUTIES: Board of Directors, non-profit. Non-paid, help with non-profit initiatives like reading campaigns, volunteering opportunities HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-05 |
| S66 | Uniform Combined State Law Examination | 2009-03-03 |
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