Andrew Harpp

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-01-09
NC	RA	APPROVED	2020-04-06

SC RA
APPROVED

Since 2026-01-09
NC RA
APPROVED

Since 2020-04-06

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Charlotte	NC	10/2013	03/2020
Lpl Financial Llc	Fort Mill	SC	03/2020	Present

10/2013 → 03/2020

Ubs Financial Services Inc

Charlotte, NC
03/2020 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2013-11-12 → 2020-04-08

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ

Charlotte, NC
2013-07-22 → 2013-10-16

Valic Financial Advisors, Inc.

Greensboro, NC
2011-07-19 → 2012-03-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2009-06-09 → 2011-03-15

Edward Jones

St Louis, MO

St Albans City, VT

Lake Placid, NY
2008-08-26 → 2009-02-20

Edward Jones

St Louis, MO

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-14

S66 Uniform Combined State Law Examination

2008-08-14

Other Names

Andrew Harpp
Andrew Richard Harpp
Andrew Harpp

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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