Addison Ryan Colgrove

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2015-04-06

CO RA
APPROVED

Since 2015-04-06

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Morrison, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Denver	CO	02/2015	Present
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	02/2015	Present

02/2015 → Present

Tiaa

Denver, CO
02/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO

Previous Registrations

2010-09-27 → 2015-01-14

Charles Schwab & Co., Inc.

Englewood, CO

Englewood, CO

Lone Tree, CO
2009-09-02 → 2010-08-12

Waddell & Reed

West Chester, OH

Other Businesses

NATURAL MEDICINALS LLC POSITION: Owner NATURE: I am planning on establishing a LLC to grow and sell Lion's Mane mushrooms, which is a gourmet/medicinal mushroom. This food is common in gourmet cooking, and people use it as a supplement for cognitive improvements, immunity, gut health, heart health, and fighting against cancer. The medicinal properties are attributed to the polysaccharides such as beta-glucans and diterpenes. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2024 ADDRESS: Home Address, Morrison CO 80465, United States DESCRIPTION: Cultivating Lion's Mane mushrooms

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-29

S66 Uniform Combined State Law Examination

2009-10-29

Other Names

Addison R Colgrove

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