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Steven James Walton

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guidestone Financial Resources Dallas TX 03/2010 07/2020
Guidestone Financial Services Dallas TX 12/2010 07/2020
Frontier Investment Management Company Dallas TX 08/2020 09/2020
Hightower Advisors, Llc Dallas TX 09/2020 Present
  • 03/2010 → 07/2020
    Guidestone Financial Resources
    Dallas, TX
  • 12/2010 → 07/2020
    Guidestone Financial Services
    Dallas, TX
  • 08/2020 → 09/2020
    Frontier Investment Management Company
    Dallas, TX
  • 09/2020 → Present
    Hightower Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2020-08-06 → 2020-11-16
    Frontier Investment Management Co
    Dallas, TX
  • 2011-01-03 → 2016-09-09
    Guidestone Advisors
    Dallas, TX
  • 2008-08-13 → 2010-03-01
    Edward Jones
    St Louis, MO
    Allen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2008-07-31
Designations
Other Names
  • Steven Walton

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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