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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-11-30 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2180 North Loop W Ste 270, Houston, TX 77018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 11/2012 | Present |
| Private Advisor Group, Llc | Houston | TX | 11/2012 | Present |
1. 12/03/2012: Private Advisor Group - Registered Investment Advisor - 100% TIME SPENT - Provide finanacial planning and asset management for a fee. 2. 07/07/2016: Brookwood Advisors - DBA for LPL Business (entity for LPL business) - Brookwood Advisors - INV REL - Start 06/01/2014 - 2180 N. Loop West, Ste 150, Houston Tx 77018 - 40 Hr/Mo; 40 Hours During Securities Trading 3. 11/08/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) Brookwood Advisors - Investment Related - At Reported Business Location(s) - Start 06/01/2014 - 160 Hr/Mo; 130 Hour(s) During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity on 11/8/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/9/2021 - MMC CPA - Investment Related - 2180 North Loop West Ste 270, Houston Tx 77018 - Real Estate Rental - Started 09/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 3/13/2023 - East Creek Ranch - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 6. 04/02/2024 - Schorp Family Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/01/2023 - 0 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-02 |
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