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Richard Sung-Mo Han

D.A. Davidson & Co.

Roseville, CA

Denver, CO

Granite Bay, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-05
  • CA RA
    APPROVED
    Since 2016-01-05

Branch Locations

2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Granite Bay, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Granite Bay CA 01/2016 Present
Previous Registrations
  • 2009-01-26 → 2016-01-05
    Edward Jones
    St. Louis, MO
    Granite Bay, CA
    St Louis, MO
    Roseville, CA
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-13
  • S66 Uniform Combined State Law Examination
    2009-01-13
Other Names
  • Rick Han

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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