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David Staples

Salomon And Ludwin

Richmond, VA

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Current Employers
Salomon And Ludwin

1401 Gaskins Road, Richmond, VA 23238 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-02
VA RA APPROVED 2018-04-10
  • TX RA
    APPROVED
    Since 2018-07-02
  • VA RA
    APPROVED
    Since 2018-04-10

Branch Locations

1401 Gaskins Road, Richmond, VA 23238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Richmond VA 11/2010 04/2018
Salomon And Ludwin, Llc Richmond VA 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-08
  • S66 Uniform Combined State Law Examination
    2009-09-08
Designations

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
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BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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