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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Lufkin | TX | 03/2012 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2013 | Present |
| Cetera Investment Advisers Llc | Lufkin | TX | 01/2014 | Present |
1. PRESIDENT FOR CENTRAL ISD CLASS OF 2026 PARENTS, PARENT BOOSTER ORGANIZATION, 0/HRS/WK. 2. BOARD MEMBER FOR SALVATION ARMY; 1 HR/WK. 3. TREASURER (ADVISORY BOARD MEMBER) FOR ANGELINA ARTS ALLIANCE, VIEW ONLY ACCESS TO BANK ACCOUNTS, CHECK WRITING IN DUAL CAPACITY, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
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