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Scott Clifton Francis

Parker Wealth Group, LLC

Mansfield, TX

CRD 5537436

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Employer firm

Parker Wealth Group, LLC CRD 328036

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Parker Wealth Group, Llc

500 E Broad St, Mansfield, TX 76063 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-31
  • TX RA
    APPROVED
    Since 2026-08-31

Branch Locations

500 E Broad St, Mansfield, TX 76063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 05/2009 09/2016
Bbva Compass Investment Solutions, Inc. Huntsville TX 05/2009 09/2016
Bbva Securities Inc. Huntsville TX 05/2009 09/2016
Swmg, Llc Fort Worth TX 05/2026 08/2026
Bbva Wealth Solutions Inc. Huntsville TX 05/2009 09/2016
Bbva Compass Insurance Agency, Inc. Austin TX 05/2009 09/2016
Edward Jones St. Louis MO 09/2016 01/2023
Ameriprise Financial Services, Llc Huntsville TX 01/2023 05/2024
Hfg Wealth Management, Llc The Woodlands TX 05/2024 05/2026
Parker Wealth Group, Llc Mansfield TX 08/2026 Present
  • 05/2009 → 09/2016
    Compass Bank
    Birmingham, AL
  • 05/2009 → 09/2016
    Bbva Compass Investment Solutions, Inc.
    Huntsville, TX
  • 05/2009 → 09/2016
    Bbva Securities Inc.
    Huntsville, TX
  • 05/2026 → 08/2026
    Fort Worth, TX
  • 05/2009 → 09/2016
    Bbva Wealth Solutions Inc.
    Huntsville, TX
  • 05/2009 → 09/2016
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 09/2016 → 01/2023
    St. Louis, MO
  • 01/2023 → 05/2024
    Huntsville, TX
  • 05/2024 → 05/2026
    The Woodlands, TX
  • 08/2026 → Present
    Mansfield, TX
Previous Registrations
  • 2026-06-05 → 2026-08-21
    Fort Worth, TX
  • 2024-05-23 → 2026-08-07
    The Woodlands, TX
  • 2023-01-27 → 2024-05-28
    Huntsville, TX
  • 2016-09-27 → 2023-01-31
    Huntsville, TX
    Huntsville, TX
  • 2013-10-09 → 2016-09-15
    Pnc Managed Account Solutions, Inc.
    Huntsville, TX
  • 2010-10-15 → 2012-08-06
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-06-10 → 2010-10-15
    St Johns Wealth Management
    Houston, TX
    Livingston, TX
  • 2008-08-13 → 2009-03-06
    St Louis, MO
    Richards, TX
    Montgomery, TX
Other Businesses

1) Insurance Agent, General Lines Agent, Life, Accident, and Health; Mansfield, TX; 06/2006; not investment related; 1 - 2 hours per month during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2008-07-31
Other Names
  • Scott Francis
  • Scott C Francis

View on SEC IAPD

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