Brendon C. Harbron

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2022
  Ubs Financial Services Inc
  Indianapolis, IN
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Indianapolis, IN
• 12/2022 → Present
  City National Bank
  Indianapolis, IN

Previous Registrations

• 2009-01-16 → 2022-11-04
  Ubs Financial Services Inc.
  Indianapolis, IN
• 2000-07-18 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(1) THE ESCAPE ROOM NORTH, LLC; 8890 E 116th St, Fishers, IN 46038; Entertainment; Member of Board of directors;I attend board meetings on at least a monthly basis and make recommendations for actions; 12/1/2016; Business hours per month: No (2) THE ESCAPE ROOM DOWNTOWN COLUMBUS; address TBD, Columbus, OH; Entertainment; Member of Board of directors; Review of operations and recommendations to management group; 8/1/2017; Business hours per month: No //UNLOCKING PROFITS LLC; 11519 Idlewood Dr, Fishers, IN 46037; own and operate real estate; Member of Board of directors; make large scale decisions via a quarterly meeting; 5/1/2018; Business hours per month: No (3) Name of entity: The Escape Room LLC Non-Investment related Address of Entity: 200 S Meridian Indianapolis Indiana 46225 Nature of OBA: Entertainment Position/Title/Relationship: Owner - Active, Director Start Date: 10/27/22 time devoted: 1 hour per week; 0 during securities trading hours Duties: I provide financial oversight and creative input to this business (4) Unlocking Profits LLC/ investment related?: yes / 11519 Idlewood Dr, fishers, in, 46037, US/ Real Estate/ own and operate real estate/Member of Board of directors/ make large scale decisions via a quarterly meeting/ start date: 5/1/2018/ time reqd during working hours? no (5) Name of Entity: Revenant Canyon USA, LLC Non-Investment related Address of Entity: 9130 Otis Ave Indianapolis, IN Nature of OBA: Entertainment - Escape Room Adjacent - live interactive entertainment Position/Title/Relationship: Partner Start Date: 03/01/23 Time Devoted: 1 hour; 0 during securities trading hours Duties: Strategic decision making (6) NAME OF ENTITY: Unlocking Profits, LLC ADDRESS: 9130 Otis Ave, Indianapolis, IN 46216 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate Holding Company CAPACITY: Owner - Active, Partner START DATE: 11/01/2022 DUTIES: Financial oversight, Strategic decision making. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (7) NAME OF ENTITY: Escape Room Holdings, LLC ADDRESS: Nebraska INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Entertainment CAPACITY: Owner - Active, Officer START DATE: 10.27.22 DUTIES: financial oversight and strategic decision making HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (8) NAME OF ENTITY: The Escape Room North, LLC ADDRESS: 9130 Otis Ave INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Escape Room CAPACITY: Owner - Active START DATE: 10.01.17 DUTIES: Financial and Creative HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (9) NAME OF ENTITY: Lizton Lodge Properties, LLC ADDRESS: 1392 Wyatt Way lizton Indiana 46149 INVESTMENT/NOT INVESTMENT RELATED: No DESCRIPTION: Partnership START DATE: Oct 07, 2025 CAPACITY: Owner DUTIES: I am one of 3 controlling owners of this entity WORKING TIME: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (10) NAME OF ENTITY: Lizton Lodge Signature Events, LLC ADDRESS: 1392 Wyatt Way Lizton IN 46149 INVESTMENT/NOT INVESTMENT RELATED: No DESCRIPTION: Private Company START DATE: Oct 01, 2025 CAPACITY: Owner, Partner, Board of Directors DUTIES: Our family will be one of the Primary owners of an established wedding venue. No day to day work but will be dedicating a few hours a month on oversight and strategic planning. I will be a silent 5% owner of this wedding venue. WORKING TIME: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (11) NAME OF ENTITY: Harbron Rental Property ADDRESS: 11519 Idlewood Dr, Fishers, Indiana 46037-4193 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 01, 2025 CAPACITY: Owner DUTIES: We moved and decided to rent out our original home. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2000-06-02

Other Names

• Brendon Christopher Harbron
• Brendon C. Harbron
• Brendon C. C. Harbron