T. Steven Branton

Employer firm

Wealthspire Advisors CRD 106181

$34.3B regulatory AUM 400 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 10/2018
  Mosaic Financial Partners Inc.
  San Francisco, CA
• 10/2018 → 08/2024
  Private Ocean
  San Rafael, CA
• 08/2024 → Present
  Wealthspire Advisors Llc
  San Francisco, CA

Previous Registrations

• 2018-10-11 → 2024-09-11
  Wealthspire Advisors
  San Francisco, CA
  San Rafael, CA
• 2011-11-21 → 2018-10-19
  Mosaic Financial Partners, Inc.
  San Francisco, CA
• 2008-08-28 → 2011-11-29
  Hilltop Advisors, Llc
  San Francisco, CA

Other Businesses

SELF-EMPLOYED - SINCE 2016 IN SAN FRANCISCO, CA, NON-INVESTMENT RELATED, APPROX. 5-10 HRS PER MONTH DURING NON-TRADING HOURS PROVIDING LIFE COACHING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-27

Designations

• Certified Financial Planner

Other Names

• Tuananh Steven Branton