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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-14 |
Branch Locations
13057 W. Center Rd. Suite 12, Omaha, NE 68144 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Omaha | NE | 04/2008 | 01/2023 |
| Pruco Securities Llc | Omaha | NE | 01/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Omaha | NE | 01/2023 | Present |
| Lpl Enterprise, Llc | Omaha | NE | 11/2024 | Present |
1) 11/25/2024 - Baumert Financial, LLC - This LLC was created for tax purposes only. I do not use it as a DBA - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At St. Louis, MO - Start Date 04/17/2014 - 5hrs/mth - 3hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-03 |
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