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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-02-23
  • MA RA
    APPROVED
    Since 2021-02-23

Branch Locations

31 Beach Road Suite A204, Vineyard Haven, MA 02568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Vineyard Haven MA 03/2015 02/2021
Raymond James Financial Services, Inc. Vineyard Haven MA 02/2021 Present
Raymond James Financial Services Advisors, Inc. Vineyard Haven MA 02/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Lightship Capital Management Address: 31 Beach Road, Vineyard Haven, MA, 02568, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/22/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: registered associate of operating entity contracted with RJ Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2016-03-04
Other Names
  • Sarah Jean Buckingham
  • Sarah Jean Sherman

View on SEC IAPD

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