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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-29
TX RA APPROVED 2020-09-29
  • CA RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED
    Since 2020-09-29

Branch Locations

27555 Ynez Road Ste 120, Temecula, CA 92591 • United States

5256 S Mission Rd Ste 903 [Office Of Convenience], Bonsall, CA 92003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bonsall CA 06/2014 09/2020
Bank Of America, N.A. Bonsall CA 10/2014 09/2020
Saxon'S Dog Handling Fallbrook CA 01/2005 Present
Wells Fargo Clearing Services, Llc San Diego CA 09/2020 Present
Previous Registrations
Other Businesses

TIFFANY SAXON'S DOG HANDLING, NOT INVT RELATED, FALLBROOK, CA, 100% OWNERSHIP, START 1/1/2005, 24 HRS PER MONTH, 0 HRS DURING TRADING, SHOW DOGS, GROOM DOGS AND TRANSPORT TO SHOWS.| POWER OF ATTORNEY FOR FATHER; INV. RELATED; FALLBROOK, CA; START 10/2021.| RENTAL PROPERTY, INV RELATED, FALLBROOK, CA, 100% OWNERSHIP, START 6/15/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD.| RENTAL PROPERTY, INVT RELATED, FALLBROOK, CA, 100% OWNERSHIP, START DATE 10/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. | TRUSTEE FOR FATHER'S TRUST; INVESTMENT RELATED; FALLBROOK, CA; TRUSTEE; 11/01/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING HOURS; TRUSTEE| FALLBROOK PUBLIC UTILITY DISTRICT; NOT INV RELATED; FALLBROOK, CA; COMMUNITY BENEFIT PROGRAM; BOARD MEMBER; START DATE 07/15/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
S63 Uniform Securities Agent State Law Examination 2011-08-08
S65 Uniform Investment Adviser Law Examination 2008-02-25
  • S66 Uniform Combined State Law Examination
    2014-10-20
  • S63 Uniform Securities Agent State Law Examination
    2011-08-08
  • S65 Uniform Investment Adviser Law Examination
    2008-02-25
Designations
Other Names
  • Tiffany N. Saxon
  • Tiffany N. Saxon
  • Tiffany N Battaglia
  • Tiffany Noel Battaglia
  • Tiffany Noel Saxon
  • Tiffany N Saxon
  • Tiffany Saxon

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