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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-07
TX RA APPROVED 2025-10-06
  • GA RA
    APPROVED
    Since 2025-10-07
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

Dunwoody, GA • United States

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 02/2011 09/2017
Morgan Stanley Atlanta GA 09/2017 10/2025
Morgan Stanley Private Bank, National Association New York NY 09/2017 10/2025
Raymond James & Associates Atlanta GA 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 09/2017 10/2025
  • 02/2011 → 09/2017
    Atlanta, GA
  • 09/2017 → 10/2025
    Atlanta, GA
  • 09/2017 → 10/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2025 → Present
    Raymond James & Associates
    Atlanta, GA
  • 09/2017 → 10/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1) Name of Business: Quincy's Happy Place LLC Address: 931 Blalock Lakes Drive, Newnan, GA, 30263, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/23/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Single family home that will be a short term rental (2) Name of Business: The Schenck School Address: 282 Mt Paran Rd, Atlanta, GA, 30327, United States Activity Type: Non-profit Position/Title: Board Member, Finance/Investment Committee Member, Subcommittee Member Investment Related: Yes Start Date: 10/05/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member, operating committee member, finance committee member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-13
  • S66 Uniform Combined State Law Examination
    2011-09-13
Other Names
  • John Fisher

View on SEC IAPD

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