Christopher S Brolly

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-16

TX RA
APPROVED

Since 2025-07-16

Branch Locations

Marblehead, MA • United States

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Boston	MA	05/2012	07/2025
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	07/2025
Ubs Financial Services Inc.	Boston	MA	07/2025	Present

05/2012 → 07/2025

Morgan Stanley Smith Barney

Boston, MA
01/2015 → 07/2025

Morgan Stanley Private Bank, National Association

New York, NY
07/2025 → Present

Ubs Financial Services Inc.

Boston, MA

Previous Registrations

2012-05-11 → 2025-07-17

Morgan Stanley

Boston, MA
2008-09-09 → 2012-05-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Other Businesses

*631152- Red Broccoli; Investment related: No; Marblehead, Massachusetts; Publishing; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 3; Writer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-26

S66 Uniform Combined State Law Examination

2008-08-26

Designations

Certified Financial Planner

View on SEC IAPD