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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-08-28
  • NM RA
    APPROVED
    Since 2025-08-28

Branch Locations

481 Quantum Road Ne, Rio Rancho, NM 87124 • United States

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Albuquerque NM 10/2015 03/2018
Bank Of The West Albuquerque NM 10/2015 03/2018
Unemployed Albuquerque NM 03/2018 10/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2018 08/2019
Northwestern Mutual Investment Services Llc Albuquerque NM 11/2018 08/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2018 08/2019
Wells Fargo Bank, Na Albuquerque NM 10/2019 02/2024
Wells Fargo Clearing Services, Llc Albuquerque NM 10/2019 02/2024
Ameriprise Financial Services, Llc Albuquerque NM 06/2024 06/2024
Unemployed Albuquerque NM 02/2024 06/2024
Fle Solely Llc Albuquerque NM 02/2024 08/2025
Madison Avenue Securities San Diego CA 08/2025 Present
Buck Wealth Strategies Honolulu HI 08/2025 Present
Buck Financial Services - New Mexico Rio Rancho NM 08/2025 Present
E.A. Buck Insurance Dba E.A. Buck Financial Services Honolulu HI 08/2025 Present
  • 10/2015 → 03/2018
    Bancwest Investment Services
    Albuquerque, NM
  • 10/2015 → 03/2018
    Bank Of The West
    Albuquerque, NM
  • 03/2018 → 10/2018
    Unemployed
    Albuquerque, NM
  • 11/2018 → 08/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2018 → 08/2019
    Albuquerque, NM
  • 12/2018 → 08/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2019 → 02/2024
    Wells Fargo Bank, Na
    Albuquerque, NM
  • 10/2019 → 02/2024
    Albuquerque, NM
  • 06/2024 → 06/2024
    Albuquerque, NM
  • 02/2024 → 06/2024
    Unemployed
    Albuquerque, NM
  • 02/2024 → 08/2025
    Fle Solely Llc
    Albuquerque, NM
  • 08/2025 → Present
    Madison Avenue Securities
    San Diego, CA
  • 08/2025 → Present
    Buck Wealth Strategies
    Honolulu, HI
  • 08/2025 → Present
    Buck Financial Services - New Mexico
    Rio Rancho, NM
  • 08/2025 → Present
    E.A. Buck Insurance Dba E.A. Buck Financial Services
    Honolulu, HI
Previous Registrations
Other Businesses

1.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite, 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Approx 160Hrs/Month; Start Date: 08/18/2025 2.) Name: Buck Financial Services New Mexico; Investment Related: Yes; Address: 55 Merchant Street Suite, 2100, Honolulu, HI 96813; Nature of the Business: Investment and Insurance services; Position: Employee; Approx 160Hrs/Month; Start Date: 08/18/2025 3.) Madison Avenue Securities, LLC: investment related. 13500 Evening Creek Dr. N Ste 555, Dan Diego, CA 92128. Broker Dealer. RR. Approx 160Hrs/Month. 08/18/2025 4.) E.A. Buck Insurance DBA E.A. Buck Financial Services: Investment related. 55 Merchant St. Ste 2100, Honolulu, HI 96813. Insurance Sales. Insurance Agent. Approx 160Hrs/Month. 08/18/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-18
  • S66 Uniform Combined State Law Examination
    2008-07-18
Other Names
  • Todd Sargent Strasser
  • Todd Strasser

View on SEC IAPD

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