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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-08-28 |
Branch Locations
481 Quantum Road Ne, Rio Rancho, NM 87124 • United States
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Albuquerque | NM | 10/2015 | 03/2018 |
| Bank Of The West | Albuquerque | NM | 10/2015 | 03/2018 |
| Unemployed | Albuquerque | NM | 03/2018 | 10/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2018 | 08/2019 |
| Northwestern Mutual Investment Services Llc | Albuquerque | NM | 11/2018 | 08/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2018 | 08/2019 |
| Wells Fargo Bank, Na | Albuquerque | NM | 10/2019 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 10/2019 | 02/2024 |
| Ameriprise Financial Services, Llc | Albuquerque | NM | 06/2024 | 06/2024 |
| Unemployed | Albuquerque | NM | 02/2024 | 06/2024 |
| Fle Solely Llc | Albuquerque | NM | 02/2024 | 08/2025 |
| Madison Avenue Securities | San Diego | CA | 08/2025 | Present |
| Buck Wealth Strategies | Honolulu | HI | 08/2025 | Present |
| Buck Financial Services - New Mexico | Rio Rancho | NM | 08/2025 | Present |
| E.A. Buck Insurance Dba E.A. Buck Financial Services | Honolulu | HI | 08/2025 | Present |
1.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite, 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Approx 160Hrs/Month; Start Date: 08/18/2025 2.) Name: Buck Financial Services New Mexico; Investment Related: Yes; Address: 55 Merchant Street Suite, 2100, Honolulu, HI 96813; Nature of the Business: Investment and Insurance services; Position: Employee; Approx 160Hrs/Month; Start Date: 08/18/2025 3.) Madison Avenue Securities, LLC: investment related. 13500 Evening Creek Dr. N Ste 555, Dan Diego, CA 92128. Broker Dealer. RR. Approx 160Hrs/Month. 08/18/2025 4.) E.A. Buck Insurance DBA E.A. Buck Financial Services: Investment related. 55 Merchant St. Ste 2100, Honolulu, HI 96813. Insurance Sales. Insurance Agent. Approx 160Hrs/Month. 08/18/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-18 |
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