Thomas Leonard Carey

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 12/2019
  Halliburton Investor Relations
  Richardson, TX
• 01/2020 → 06/2021
  Brownlie & Braden Advisors
  Dallas, TX
• 10/2021 → 11/2023
  Womack Financial, Llc
  Dallas, TX
• 07/2021 → 10/2021
  Unemployed
  Dallas, TX
• 11/2024 → Present
  Fisher Investments
  Plano, TX
• 01/2024 → 05/2024
  Makena Golf & Beach Club
  Kihei, HI
• 06/2024 → 10/2024
  Unemployed
  Dallas, TX

Previous Registrations

• 2021-12-05 → 2023-12-20
  Womack Financial Llc
  Dallas, TX
• 2012-05-04 → 2012-10-16
  Thrivent Investment Management Inc.
  Irving, TX

Exams

• S66 Uniform Combined State Law Examination
  2012-05-03

Designations

• Chartered Financial Analyst