Best Investors Account Sign in

Marlena M Ocasio

Ubs Financial Services Inc.

Tampa, FL

Tampa, FL

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-24
  • FL RA
    APPROVED
    Since 2021-02-24

Branch Locations

Tampa, FL • United States

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Tampa FL 05/2008 04/2018
Morgan Stanley Tampa FL 04/2018 02/2021
Ubs Financial Services Inc. Tampa FL 02/2021 Present
Previous Registrations
  • 2018-05-23 → 2021-03-02
    Morgan Stanley
    Tampa, FL
  • 2015-07-29 → 2018-04-24
    Invest Financial Corporation
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-27
  • S66 Uniform Combined State Law Examination
    2015-07-27
Other Names
  • Marlena M Ferguson
  • Marlena M Ferguson

View on SEC IAPD

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor