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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-02-14 |
| TX | RA | APPROVED | 2025-02-14 |
Branch Locations
5309 W Village Parkway Ste 1, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Minneapolis | MN | 11/2011 | 09/2019 |
| Ameriprise Financial Services, Inc. | Bentonville | AR | 09/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Bentonville | AR | 03/2020 | 02/2025 |
| Lpl Financial, Llc | Rogers | AR | 02/2025 | Present |
1- 01/2025 / Delta Wealth Advisors / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 40 HRS DURING TRADING / START 02/14/2025 2- 01/2025 / KDREALJ NWA, LLC / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / 4 HRS MNTH / START 02/14/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-02 |
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