Charles K Chen

Current Employers

Employment History

• 12/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Anaheim, CA
• 07/2011 → Present
  Bank Of America, N.A.
  Brea, CA

Other Businesses

I*1021296, Name of OBA: Rental Property 3 Address: San Clemente, CA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/3/2022 No Hours: 3 Monthly No Hours during trading: 0 Duties:I* 1740293For profit or not for profit: Name of outside business organization: Rental Property 5Investment related: noAddress of business: Big Bear Lake, CA, 92315Nature of business: Position, title, association: Co-owner with non-family membersStart date of relationship: 03/06/2024Number of hours devoted: 2 monthlyNumber of hours devoted during trading hours: 0Duties:I*2051302, Entity Type Fiduciary, Name of OBA: C Family Trust Address: La Mirada, California, 90638 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 17-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties: I*4628300 Entity Type: N/A Name of OBA: C K C TTEE A D C TTEE U/A DTD 08/14/2025 Address: anaheim hills, California, 92807 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/27/2026 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Spouse

Exams

• S66 Uniform Combined State Law Examination
  2000-07-17

Other Names

• Charles Kai Chen