Samantha Roberts

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 12/2022
  Union Savings Bank
  Cincinnati, OH
• 12/2013 → 12/2019
  U.S. Bank
  Cincinnati, OH
• 01/2023 → Present
  Ubs Financial Services
  Cincinnati, OH

Other Businesses

My husband started an LLC- Not Limited DBA HoneyHaus- for an apiary and beehive business. The business is not investment related. The address is listed at our residence at 5081 Southview Drive Fairfield Ohio 45014. At the start, the company has only had expenses as there is not currently any product. My involvement includes communications and media, with about 5-10 hours a month of dedicated time.

Exams

• S66 Uniform Combined State Law Examination
  2023-07-07

Other Names

• Samantha J Roberts