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15316 N Florida Ave, Tampa, FL 33613 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Financial Group | North Manchester | IN | 06/2000 | 05/2022 |
| Advisory Services Network, Llc | Atlanta | GA | 05/2022 | 12/2025 |
| Baytrust Wealth Management | North Manchester | IN | 01/2026 | Present |
1) UNITED FINANCIAL GRP, LLC DBA UNITED FINANCIAL GROUP: 12106 N 600 E,NORTH MANCHESTER IN 46962; MANAGING MEMBER/OWNER SINCE 05/2021. SERVICE COMPANY, NOT INVESTMENT RELATED. TIME SPENT 20 HOURS PER MONTH, 19 HOURS DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT DBA UNITED FINANCIAL GROUP: INSURANCE SALES, RECEIVED RESIDENT PRODUCER INDV. LICENSE JUNE 2000. I CURRENTLY SPEND APPROXIMATELY 100 HOURS PER MONTH, ALL DURING TRADING HOURS, IN THIS BUSINESS. INVESTMENT RELATED ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-29 |
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