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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-02
  • TX RA
    APPROVED
    Since 2022-12-02

Branch Locations

6322 Gaston Avenue, Dallas, TX 75214 • United States

8620 Skillman Street, Dallas, TX 75243 • United States

1134 North Buckner Boulevard, Dallas, TX 75218 • United States

6501 Hillcrest Avenue, Dallas, TX 75205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Myers FL 05/2008 03/2022
Charles Schwab Bank Fort Myers FL 02/2010 03/2022
Dowling & Yahnke, Llc San Diego CA 03/2022 05/2022
New Millennium Group Sandy UT 06/2022 07/2022
Citizens Securities, Inc. Irving TX 07/2022 11/2022
Pnc Investments Llc Dallas TX 11/2022 Present
Previous Registrations
  • 2022-07-27 → 2022-12-06
    Irving, TX
    West Palm Beach, FL
    Irving, TX
  • 2022-07-06 → 2022-07-18
    Sandy, UT
    Sandy, UT
  • 2022-04-06 → 2022-05-09
    Dowling & Yahnke, Llc
    San Diego, CA
  • 2010-06-24 → 2021-11-17
    Englewood, CO
    Englewood, CO
    Fort Myers, FL
    Naples, FL
    Naples, FL
    Coral Gables, FL
Other Businesses

04/2022 / Owner / Rental Property / Non-Investment related / Zero hours during trading hours 05/12/2026 / Developer / Jason Abbamonte LLC / Non - Investment related / Zero hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-21
S63 Uniform Securities Agent State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2010-06-21
  • S63 Uniform Securities Agent State Law Examination
    2008-12-22
Designations

View on SEC IAPD

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