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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| CA | RA | APPROVED | 2020-08-24 |
Branch Locations
Buena Park, CA • United States
4455 Morena Blvd Ste 215 & Ste 216, San Diego, CA 92117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Irvine | CA | 05/2008 | 09/2016 |
| Ameriprise Financial Services, Inc. | Glendale | CA | 10/2016 | 04/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 08/2020 | Present |
| Unemployed | Buena Park | CA | 05/2020 | 07/2020 |
Fiduciary Activities; Personal Representative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-19 |
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