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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-10 |
| NC | RA | APPROVED | 2020-01-01 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Charlotte | NC | 08/2007 | Present |
| Wells Fargo Advisors Llc | Charlotte | NC | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
FIVE STAR PAINTING AND CLEANING NOT INVESTMENT RELATED PAINTING AND CLEANING OWNER AUGUST 2010 20 HOURS PER MONTH 0 HOURS PER MONTH DURING TRADING HOURS DUTIES ARE TO FIND CUSTOMERS THAT ARE LOOKING TO HAVE THEIR HOMES CLEANED OR PAINTED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-30 |
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