Matthew Robert Mariano

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26

NY RA
APPROVED

Since 2021-10-26

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc	Rochester	NY	06/2011	Present

06/2011 → Present

Ubs Financial Services, Inc

Rochester, NY

Previous Registrations

2011-01-28 → 2011-06-20

Convergent Wealth Advisors, Llc

Pittsford, NY

Other Businesses

Italian American Community Center / 150 Frank Dimino Way Rochester,NY 14624 / Foundation/ Charities, Cultural, Educational & Political Organisations / Community Center / Member of Board of Directors / / meetings once a month / Start Date 10/05/2016 /

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-07-11
S65	Uniform Investment Adviser Law Examination	2011-01-27

S63 Uniform Securities Agent State Law Examination

2013-07-11
S65 Uniform Investment Adviser Law Examination

2011-01-27

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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