Brent David Yekisa

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-01-31
TX	RA	APPROVED_RES	2025-01-27

OH RA
APPROVED

Since 2025-01-31
TX RA
APPROVED_RES

Since 2025-01-27

Branch Locations

Blacklick, OH • United States

6515 Longshore Loop Ste 400, Dublin, OH 43017-2915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2010	01/2025
Ameriprise Financial Services Llc	Dublin	OH	01/2025	Present

01/2010 → 01/2025

Edward Jones

St Louis, MO
01/2025 → Present

Ameriprise Financial Services Llc

Dublin, OH

Previous Registrations

2010-03-22 → 2025-01-13

Edward Jones

Reynoldsburg, OH

Reynoldsburg, OH

Reynoldsburg, OH

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-19
S63	Uniform Securities Agent State Law Examination	2008-08-22

S66 Uniform Combined State Law Examination

2010-03-19
S63 Uniform Securities Agent State Law Examination

2008-08-22

Designations

Certified Financial Planner

Other Names

Brent David Yekisa

View on SEC IAPD