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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

280 Route 211 East Suite 101, Middletown, NY 10940 • United States

Middletown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Middletown NY 05/2008 Present
Primerica Financial Services Middletown NY 02/2007 Present
  • 05/2008 → Present
    Middletown, NY
  • 02/2007 → Present
    Primerica Financial Services
    Middletown, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Dragone and Associates, Inc. Owner, 06/19/2023 to present. Business non-operational, Entity remains active with New York State Secretary of State. Not Investment related, Middletown, New York, 10940, 0 hours per month (0 hours per month during securities trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-02-23
  • S63 Uniform Securities Agent State Law Examination
    2009-02-23

View on SEC IAPD

Other Firms

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