Siegfreid Baterina Lauren

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Durham, NC
• 05/2016 → 03/2021
  Tiaa
  Durham, NC
• 05/2021 → 12/2021
  Fidelity
  Durham, NC
• 01/2022 → 08/2023
  Acuity Wealth Management Advisors
  Lexington, KY
• 08/2023 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2022-01-05 → 2023-08-21
  Acuity Wealth Management Advisors
  Lexington, KY
• 2021-09-08 → 2021-12-10
  Fidelity Personal And Workplace Advisors
  Durham, NC
• 2016-06-03 → 2021-04-01
  Tiaa-Cref Individual & Institutional Services, Llc
  Chapel Hill, NC
  Durham, NC
• 2014-12-05 → 2016-05-20
  Wells Fargo Clearing Services, Llc
  Summerville, SC
  Charleston, SC
  Summerville, SC
  Summerville, SC

Other Businesses

1) Alpha Projects, LLC - Member of LLC since 06/2021, helps with research for developing hardware for smart devices. 106 Juneberry Dr., Chapel Hill, NC 27516. Devotes 12 Hours a month outside of trading hours. Not investment-related. 2) Skybridge LLC - owner/member since 01/2023. This is the operating entity for my advisory and insurance business. Time spent - 1 hour per month, all during trading hours. Not investment-related. 3) Watchtower Group LLC - owner, agent; insurance sales since 09/2024. Time spent - 20 hours per month, 1 hour during trading hours. Investment related activity. 4) Smarte All Weather Portfolio: member of investment partnership with fellow ASN advisors since 2025; we intend to consider investment in opportunities approved by ASN. Time spent less than 1 hour per month, none during trading hours. Investment related activity. 5) Smarte Valoren Capital Group, LLC (SVCM): member of holding company and shared business entity since 2025 for Valoren Smarte Wealth Advisors principals to pool resources for business initiatives, employees, vendors and to own or lease office space. Time spent less than 1 hour per month, none during trading hours. Not an investment related activity.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-04

Other Names

• Siegfreid Baterina Lauren
• Siegfred Lauren
• Siegfreid Pajel
• Siegfreid Lauren