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Marisha Yeajin Fusco

Rbc Securities, Inc

Irvine, CA

CRD 5535142

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Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-12
  • CA RA
    APPROVED
    Since 2024-12-12

Branch Locations

18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 05/2013 06/2021
Bbva Securities Inc. Irvine CA 06/2013 06/2021
Bbva Wealth Solutions Inc. Irvine CA 10/2014 06/2021
Bbva Compass Insurance Agency, Inc. Austin TX 07/2013 06/2021
Mar Fine Arts Rancho Santa Margarita CA 07/2017 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 08/2023 09/2024
Pnc Irvine CA 06/2021 07/2023
City National Securities, Inc. Irvine CA 09/2024 Present
  • 05/2013 → 06/2021
    Compass Bank
    Birmingham, AL
  • 06/2013 → 06/2021
    Bbva Securities Inc.
    Irvine, CA
  • 10/2014 → 06/2021
    Bbva Wealth Solutions Inc.
    Irvine, CA
  • 07/2013 → 06/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 07/2017 → 12/2017
    Mar Fine Arts
    Rancho Santa Margarita, CA
  • 08/2023 → 09/2024
    Newport Beach, CA
  • 06/2021 → 07/2023
    Pnc
    Irvine, CA
  • 09/2024 → Present
    City National Securities, Inc.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2024-03-18
S66 Uniform Combined State Law Examination 2009-07-07
  • S65 Uniform Investment Adviser Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2024-03-18
  • S66 Uniform Combined State Law Examination
    2009-07-07
Other Names
  • Marisha Yeajin Barnette
  • Marisha Y Barnette
  • Marisha Y Fusco

View on SEC IAPD

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