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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-12 |
Branch Locations
18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
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| Compass Bank | Birmingham | AL | 05/2013 | 06/2021 |
| Bbva Securities Inc. | Irvine | CA | 06/2013 | 06/2021 |
| Bbva Wealth Solutions Inc. | Irvine | CA | 10/2014 | 06/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 07/2013 | 06/2021 |
| Mar Fine Arts | Rancho Santa Margarita | CA | 07/2017 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 08/2023 | 09/2024 |
| Pnc | Irvine | CA | 06/2021 | 07/2023 |
| City National Securities, Inc. | Irvine | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-18 |
| S66 | Uniform Combined State Law Examination | 2009-07-07 |
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