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C D Kaye Ii

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-07-30
  • CT RA
    APPROVED
    Since 2009-07-30

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MA 07/2009 Present
Bank Of America,N.A. Springfield MA 06/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-26
  • S66 Uniform Combined State Law Examination
    2008-07-26
Other Names
  • Charles David Kaye
  • David Kaye
  • Charles D Kaye
  • C David Kaye
  • Charles D Kaye Ii
  • Charles D Kaye
  • C David Kaye

View on SEC IAPD

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