Matthew Paul Gagnon

Employer firm

Financial Empowerment CRD 328342

$293.0K regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 08/2018
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 08/2018 → 10/2019
  1St Global Capital Corp
  Dallas, TX
• 08/2018 → 10/2019
  1St Global Advisors, Inc.
  Dallas, TX
• 10/2019 → 04/2023
  Avantax Investment Services, Inc.
  Dallas, TX
• 10/2019 → 04/2023
  Avantax Advisory Services
  Dallas, TX
• 03/2021 → 04/2023
  Avantax Planning Partners
  Dubuque, IA
• 11/2023 → Present
  Financial Empowerment Llc
  Plano, TX
• 04/2023 → 11/2023
  N/A
  Plano, TX

Previous Registrations

• 2019-10-25 → 2023-04-27
  Avantax Advisory Services
  Irving, TX
• 2021-03-18 → 2023-04-27
  Avantax Planning Partners, Inc.
  Dubuque, IA
  Dallas, TX
• 2018-08-10 → 2019-10-25
  1St Global Advisors Inc
  Dallas, TX
• 2016-01-27 → 2018-08-06
  United Capital Financial Advisors
  Highlands Ranch, CO
  Irving, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-11-03

Designations

• Chartered Financial Analyst

Other Names

• Matthew Gagnon
• Matthew Paul Gagnon
• Matt Gagnon