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Mutual Advisors, LLC CRD 167658
$8.55B regulatory AUM 30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-14 |
| CT | RA | APPROVED | 2023-09-01 |
Branch Locations
Norwalk, CT • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | White Plains | NY | 10/2013 | 07/2023 |
| Pruco Securities, Llc. | White Plains | NY | 10/2013 | 07/2023 |
| Mutual Securities, Inc. | Camarillo | CA | 09/2023 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 09/2023 | Present |
1. Marko Polo Deli, Start Date: 07/2023, 1013 Gates Court, Morris Plains, NJ 07950, LLC, Retail, Operations Manager, Organizational/Administrative activities such as responding to emails, doing product comparisons, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 2. Rental Property FL, Start Date: 07/09/2022, 2794 Midnight Pearl Drive, Sarasota, FL 34240, Rental, Rental Property, Property Manager, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 3. Rental Property CT, Start Date: 05/01/2020, 100 Myrtle Avenue, Apt. 15, Stamford, CT 06901, Rental, Property Manager, Rental Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-31 |
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